Advisor Investment
How an investment advisor translates your goals into a plan, what questions they'll ask, how they charge, and how to verify credentials.
Brokerage Firms
A broker connects buyers and sellers, negotiates deals, and typically earns a commission. Today's brokers work across real estate, securities, insurance and online marketplaces. Verify licenses, understand fees, and get written terms before you hire one.
Stock Broker Fraud
Understand common broker misconduct - unsuitability, overconcentration, churning, unauthorized trades, and misrepresentation - how the regulatory landscape has changed since 2020, how to spot red flags, and practical steps to report and seek recovery.